This XMPP extension protocol specifies the foundations of end-to-end encryption and authentication, based on digital signatures, of data with the help of OpenPGP. Additional XEPs will use this extension protocol as building block when specifying their own OpenPGP profile suiting their use case. One such profile is the Instant Messaging Profile specified in OpenPGP for XMPP Instant Messaging (XEP-0374) .
XMPP provides the mechanisms to solve a lot of issues that come with modern day OpenPGP usage. For example, based on Personal Eventing Protocol (XEP-0163)  this specification describes a standardized way to discover OpenPGP public keys of other entities. But unlike the OpenPGP keyservers, this process establishes a strong relation between the key and the key's owning entity (usually a human user). A similar mechanism described herein allows to synchronize the secret key(s) across multiple devices.
OpenPGP in return allows for end-to-end encrypted data to be exchanged between one, two or even multiple entities (multi-end-to-multi-end encryption). Therefore this XEP can be used for example to implement end-to-end encrypted Multi-User Chat (XEP-0045) .
The <openpgp/> extension element qualified by the 'urn:xmpp:openpgp:0' namespace is used in order to exchange encrypted and signed data.
The text content of <openpgp/> ("BASE64_OPENPGP_MESSAGE") is a Base64 encoded (RFC 4648  § 4) OpenPGP message as specified in RFC 4880  which contains an encrypted and/or signed UTF-8 (RFC 3629 ) encoded string. This string MUST correspond to exactly one OpenPGP content element, that is, it represents either a <signcrypt/>, a <sign/> or a <crypt/> extension element qualified by the 'urn:xmpp:openpgp:0' namespace. Note that OpenPGP's ASCII Armor is not used, instead the XMPP client MUST encode the raw bytes of the OpenPGP message using Base64.
In case of a <signcrypt/> element, the OpenPGP message embedded in the <openpgp/> element MUST be encrypted and signed, and SHOULD also be encrypted to self. In case of a <sign/> element, the OpenPGP message MUST be signed and MUST NOT be encrypted. In case of <crypt/> the OpenPGP message MUST NOT be signed, but MUST be encrypted.
OpenPGP content elements MUST possess exactly one 'time' element as direct child elements. The <signcrypt/> and <sign/> content elements MUST contain at least one 'to' element(s), which MUST have a 'jid' attribute containing the intended recipient's XMPP address of the signed and/or encrypted data to prevent Surreptitious Forward Attacks . The XMPP address found in the 'to' element's 'jid' attribute SHOULD be without Resourcepart (i.e., a bare JID). A <crypt/> content element may not carry a 'to' attribute. The 'time' element MUST have a 'stamp' attribute which contains the timestamp when the OpenPGP content element was signed and/or encrypted in the DateTime format as specified in XMPP Date and Time Profiles (XEP-0082)  § 3.2. The <signcrypt/> and <crypt/> elements SHOULD furthermore contain a 'rpad' element which text content is a random-length random-content padding.
|Content Element||'to' Element||'time' Element||<rpad/> Element||<payload/> Element|
|<signcrypt/>||MUST have at least one||MUST have exactly one||SHOULD have exactly one||MUST have exactly one|
|<sign/>||MUST have at least one||MUST have exactly one||OPTIONAL||MUST have exactly one|
|<crypt/>||OPTIONAL||MUST have exactly one||SHOULD have exactly one||MUST have exactly one|
OpenPGP content elements MUST possess exactly one <payload/> element. The child elements of <payload/> can be seen as OpenPGP secured Stanza extension elements which are encrypted and/or signed. After the <openpgp/> element and the including <signcrypt/>, <sign/> or <crypt/> element was verified, they are processed according to the specification of the relevant OpenPGP for XMPP profile (see for example OpenPGP for XMPP Instant Messaging (XEP-0374) ).
Recipients MUST verify that the signature is valid, that the signature's key corresponds to the sender's key, and that the sender's key has a User ID containing the sender's XMPP address in the form "xmpp:email@example.com" (for details see "OpenPGP User IDs"). Thus, the recipient may need to retrieve the key from the Personal Eventing Protocol node as described above. At least one of the XMPP addresses found in the 'to' elements contained in OpenPGP content element MUST correspond to the outer 'to' of the XMPP <message/>. Furthermore, recipients are RECOMMENDED to verify the 'time' element for plausibility or to display it to a user for verification.
Parties interested in exchanging encrypted data between each other via OpenPGP need to know the public key(s) of the recipients. The following section specifies a mechanism to announce and discover public keys.
Two PEP node types are invovled: A "medatata node" is used to store meta information about OpenPGP keys used by an entity while the actual public keys are stored in "data nodes".
The public key data, as specified in RFC 4880, is stored in a PEP data node. Note that OpenPGP's ASCII Armor is not used, instead the XMPP client MUST encode the public key using Base64. The id of the node MUST be "urn:xmpp:openpgp:0:public-keys:" followed by the fingerprint string of the OpenPGP public-key contained in the data node.
The OpenPGP v4 fingerprint string is obtained as follows: First the raw bytes of the fingerprint are computed as specified in RFC 4880 § 12.2.. Then the bytes are encoded as a hexadecimal string using upper case characters .
The publishing entity SHOULD set the PubSub item ID to the time the item is published encoded as DateTime format specified in XEP-0082.
The data node MUST contain an <pubkey/> element qualified by the 'urn:xmpp:openpgp:0' namespace. The element MUST include a <data/> element which contains the data of the key Base64 encoded.
To update the public keys used by an entity, the metadata node is updated. Before adding a OpenPGP key fingerprint to the metadata node, the publisher MUST ensure that the public key is available at the corresponding data node.
The ID of the metadata node is 'urn:xmpp:openpgp:0:public-keys'. It contains a <public-keys-list/> element qualified by the 'urn:xmpp:openpgp:0' namespace containing one or more <pubkey-metadata/> elements. Every pubkey-metadata element MUST have a 'v4-fingerprint' attribute, containing the OpenPGP v4 fingerprint string, and a 'date' attribute, containing the time the key was published or updated in DateTime format of XEP-0082. An OpenPGP V4 fingerprint MUST NOT occur in the list more than once.
In order to discover the OpenPGP public keys of a remote entity, the interested entity first queries the remote entity's metadata note to learn about the currently annouced OpenPGP keys.
OpenPGP key(s) can be retrieved by querying the data node for a specific fingerprint.
Note that the result may contain multiple pubkey elements. Only the public keys found in the most recent item MUST be used. Requesters may want to limit the results to the most recent item using the 'max_items' attribute set to '1'. Clients could alternatively use Result Set Management (XEP-0059)  as an alternative to 'max_items' but accoding to XEP-0060 RSM is not (yet) mandatory for PubSub services.
Some XMPP services may not provide the Personal Eventing Protocol feature required to provide the mechanism described here. If so, they will return an <iq/> error of type service-unavailable.
Entities creating PEP nodes defined herein SHOULD configure the nodes as notification-only nodes by setting 'pubsub#deliver_payloads" configuration field to 'false'.
Entities which are subscribed to the metadata node or advertise the "urn:xmpp:openpgp:0:public-keys+notify" feature via Service Discovery (XEP-0030)  (see XEP-0060 § 9.2) receive a notification upon a node update. Entities subscribed to PEP nodes defined herein MUST be prepared that PubSub notifications may be without the payload and only contain the published item's ID.
A private PEP node is used to allow XMPP clients to synchronize the user's secret OpenPGP key. Where private PEP node is defined: A PEP node in whitelist mode where only the bare JID of the key owner is whitelisted as described in Best Practices for Persistent Storage of Private Data via Publish-Subscribe (XEP-0223) . The secret key is additionally encrypted.
The used PEP server MUST support PEP and the whitelist access model. It SHOULD also support persistent items.
The service discovery result must contain a PEP identity '<identity category='pubsub' type='pep'/>, and the 'http://jabber.org/protocol/pubsub#access-whitelist' feature. Ideally it also contains the 'http://jabber.org/protocol/pubsub#persistent-items' feature
In order to synchronize the secret key over a private PEP node, clients first need to discover and verify the node for the correct settings.
If the node does not exist the service will return an <iq/> error indicating the item-not-found error condition. The client MUST then create it with an whitelist access model.
The service will return a service-unavailable error <iq/> if it does not support PEP.
The node is now created and the only affiliated entity is the bare JID of the user, who created the node, with an affiliation as 'owner'.
In order to set a new secret key, clients store the encrypted secret key as Base64 encoded raw OpenPGP message within an <secretkey/> element qualified by the 'urn:xmpp:openpgp:0' namespace. These secret key backups are created as follows:
123456789ABCDEFGHIJKLMNPQRSTUVWXYZ) grouped into 4-character chunks, e.g.,
TWNK-KD5Y-MT3T-E1GS-DRDB-KVTW. The characters MUST be generated from cryptographically secure random. For example
/dev/urandom. More information about the randomness requirements for security can be found in RFC 4086 
Implementations of this XEP MUST generate and accept only version 4 (or higher) OpenPGP packets. Lower version OpenPGP packets are insecure in many aspects (see for example RFC 4880 § 5.5.2.).
The Public-Key metadata node and the Secret-Key node SHOULD be configured to either never send the latest item, or to send the latest item only when a new entity subscribed. Thus the nodes 'send_last_published_item' configuration option SHOULD be set to either 'never' or 'on_sub' (see XEP-0060 § 16.4.4).
Whenever an entity becomes aware that the metadata node has changed (e.g., by receiving a PEP update from their own account), it SHOULD check that the list contains the key they use. If the key has been removed, the entity SHOULD reannounce it.
OpenPGP implementations have a sad history of being not very user-friendly which results in users either not using OpenPGP or in users wrongly using OpenPGP. Implementors of this XEP, and additional future XEPs based on this XEP, therefore should read STEED  and "Why Johnny can't encrypt" . Implementors of this XEP are encouraged to provide the concepts described in STEED:
Furthermore implementors should design the user interface for effective security by following the design principles and techniques for security mentioned in "Why Johnny Can't Encrypt".
Implementors should be aware that the size OpenPGP public and
secret keys is somewhere in the range of tens of
kilobytes. Applying Base64 encoding on keys, as it is described
herein, further increases the size. The formula to determine the
Base64 encoded size is: ceil(bytes / 3) * 4. Thus the lower bound
for the maximum stanza size of 10000 bytes, as specified in RFC
6120 § 13.12. 4., is usually exceeded. However all XMPP server
implementations, the authors are aware of, follow the
recommendation of the RFC and do not blindly set the maximum
stanza size to such a low value, but use a much higher
threshold. Therefore, this should hardly be an issue for
implementations. Nevertheless, it is advised to keep the size of
OpenPGP keys small by removing all signatures except the most
recent self-signature on each User ID before exporting the key
In addition, implementors are advised to handle
<policy-violation/> error responses when trying to
transmit Base64 encoded keys.
The format of XMPP addresses, sometimes called JIDs, is well defined. Thus they need to be normalized, as defined in RFC 7622 . When implementations are required to compare XMPP addresses for equality, as it is the case in "Verification of <openpgp/> Content", then they also have to compare the normalized versions of the addresses.
This specification intentionally does not specify if the used OpenPGP key should be a primary key or a subkey. It is even possible to announce multiple public keys in the Personal Eventing Protocol node. Implementations MUST be prepared to find multiple public keys. The authors however believe that for ease of use only one OpenPGP key specially crafted for the XMPP use case should be created, announced and used.
The <openpgp/> and OpenPGP content elements are container elements for arbitrary signed and encrypted data and can thus act as building blocks for encrypted data included in Message, IQ and Presence stanzas. For example, future specifications may use them to implement encrypted versions of In-Band Bytestreams (XEP-0047)  or Jingle In-Band Bytestreams Transport Method (XEP-0261) .
Note that signed OpenPGP messages already contain a timestamp as per the OpenPGP specification. OpenPGP content elements nevertheless require the 'time' element because not every OpenPGP API may provide access to the embedded OpenPGP timestamp.
The 'rpad' element of the OpenPGP content elements exists to prevent length-based side channel attacks.
This specification addresses all relevant issues of Current Jabber OpenPGP Usage (XEP-0027)  (§ 4, § 5). It mitigates replay attacks by including the recipient's address and a timestamp in the OpenPGP content element . It allows for both, signing and encrypting of the element. The scope of the specification was deliberately limited to OpenPGP.
Features like signed presences, which is provided by XEP-0027, may be added later on as add-on XEP to this.
We decided against OpenPGP ASCII Armor (which contains an additional checksum) and in favor for Base64, because encoding should be part of the network application rather than the crypto layer. Also XMPP, needs no additional error correction of payload. In "MIME Security with OpenPGP" (RFC 3156 ), ASCII Armor has only been chosen to be backwards compatible with legacy applications supporting non-MIME OpenPGP emails only.
OpenPGP User IDs normally consist of a name - email address pair, e.g., "Juliet <firstname.lastname@example.org>" (RFC 4880 § 5.11). For this XEP, we require User IDs of the format "xmpp:email@example.com". First, it is required to have at least one User ID indicating the use of this OpenPGP key. When doing certification of keys (key signing), the partner must know what User ID she actually certifies. Second, this format uses the standardized URI from XEP-0147 to indicate that this User ID corresponds to a key that is used for XMPP. Third, having the Real Name inside provides no additional security or guideline if this key should be certified. The XMPP address is the only trust anchor here.
The scope of this XEP is intentionally limited, so that the specification just defines way for XMPP entities to discover, announce and synchronize OpenPGP keys, and how to exchange signed and encrypted data between two or more parties. Everything else is outside its scope. For example, how 'secure' the key material is protected on the endpoints is up to the implementation.
And while this XEP specifies a mechanism how to discover and retrieve a public key, it does not define how the trust relation to this key should be established. Even if key discovery and retrieval over XMPP provides a stronger coupling between the possessing entity (the XMPP address) and the key, as compared to the OpenPGP keyservers, how a XMPP server authenticates a remote server is a server policy, which does vary from server to server. Implementation MUST provide a way for the user to establish and assign trust to a public key. For example by using a QR code shown on the recipient's device screen.
Besides the protocol defined herein, OpenPGP implementations are another big attack surface. Needless to say that the security of encrypted data exchanged using this protocol depends on the security of the used OpenPGP implementation. It is strongly RECOMMENED to use existing implementations instead of writing your own. OpenPGP implementations have suffered from various vulnerabilities in the past which opened up DoS attack vectors. For example CVE-2013-4402 and CVE-2014-4717.
This document requires no interaction with the Internet Assigned Numbers Authority (IANA) .
The XMPP Registrar  includes 'urn:xmpp:openpgp:0' in its registry of protocol namespaces (see <https://xmpp.org/registrar/namespaces.html>).
TODO: Add after the XEP leaves the 'experimental' state.
Thanks to Emmanuel Gil Peyrot, Sergei Golovan, Marc Laporte, Georg Lukas, Adithya Abraham Philip, Brian Cully, fiaxh, Paul Schaub, Philipp Hörist and Stefan Kropp for their feedback.
The first draft of this specification was worked out and written on the wall of the 'Kymera' room in one of Google's buildings by the authors, consisting of members of the XMPP Standards Foundation and the OpenKeychain project, at the GSOC Mentors Summit 2015. The authors would like to thank Google for making it possible by bringing the right people together.
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This XMPP Extension Protocol is copyright © 1999 – 2020 by the XMPP Standards Foundation (XSF).
Permission is hereby granted, free of charge, to any person obtaining a copy of this specification (the "Specification"), to make use of the Specification without restriction, including without limitation the rights to implement the Specification in a software program, deploy the Specification in a network service, and copy, modify, merge, publish, translate, distribute, sublicense, or sell copies of the Specification, and to permit persons to whom the Specification is furnished to do so, subject to the condition that the foregoing copyright notice and this permission notice shall be included in all copies or substantial portions of the Specification. Unless separate permission is granted, modified works that are redistributed shall not contain misleading information regarding the authors, title, number, or publisher of the Specification, and shall not claim endorsement of the modified works by the authors, any organization or project to which the authors belong, or the XMPP Standards Foundation.
## NOTE WELL: This Specification is provided on an "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, express or implied, including, without limitation, any warranties or conditions of TITLE, NON-INFRINGEMENT, MERCHANTABILITY, or FITNESS FOR A PARTICULAR PURPOSE. ##
In no event and under no legal theory, whether in tort (including negligence), contract, or otherwise, unless required by applicable law (such as deliberate and grossly negligent acts) or agreed to in writing, shall the XMPP Standards Foundation or any author of this Specification be liable for damages, including any direct, indirect, special, incidental, or consequential damages of any character arising from, out of, or in connection with the Specification or the implementation, deployment, or other use of the Specification (including but not limited to damages for loss of goodwill, work stoppage, computer failure or malfunction, or any and all other commercial damages or losses), even if the XMPP Standards Foundation or such author has been advised of the possibility of such damages.
This XMPP Extension Protocol has been contributed in full conformance with the XSF's Intellectual Property Rights Policy (a copy of which can be found at <https://xmpp.org/about/xsf/ipr-policy> or obtained by writing to XMPP Standards Foundation, P.O. Box 787, Parker, CO 80134 USA).
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The Extensible Messaging and Presence Protocol (XMPP) is defined in the XMPP Core (RFC 6120) and XMPP IM (RFC 6121) specifications contributed by the XMPP Standards Foundation to the Internet Standards Process, which is managed by the Internet Engineering Task Force in accordance with RFC 2026. Any protocol defined in this document has been developed outside the Internet Standards Process and is to be understood as an extension to XMPP rather than as an evolution, development, or modification of XMPP itself.
The primary venue for discussion of XMPP Extension Protocols is the <firstname.lastname@example.org> discussion list.
Discussion on other xmpp.org discussion lists might also be appropriate; see <http://xmpp.org/about/discuss.shtml> for a complete list.
Errata can be sent to <email@example.com>.
The following requirements keywords as used in this document are to be interpreted as described in RFC 2119: "MUST", "SHALL", "REQUIRED"; "MUST NOT", "SHALL NOT"; "SHOULD", "RECOMMENDED"; "SHOULD NOT", "NOT RECOMMENDED"; "MAY", "OPTIONAL".
1. XEP-0374: OpenPGP for XMPP Instant Messaging <https://xmpp.org/extensions/xep-0374.html>.
2. XEP-0163: Personal Eventing Protocol <https://xmpp.org/extensions/xep-0163.html>.
3. XEP-0045: Multi-User Chat <https://xmpp.org/extensions/xep-0045.html>.
4. RFC 4648: The Base16, Base32, and Base64 Data Encodings <http://tools.ietf.org/html/rfc4648>.
5. RFC 4880: OpenPGP Message Format <http://tools.ietf.org/html/rfc4880>.
6. RFC 3629: UTF-8, a transformation format of ISO 10646 <http://tools.ietf.org/html/rfc3629>.
7. Jee Hea An, Yevgeniy Dodis, and Tal Rabin. 2002. On the Security of Joint Signature and Encryption. In Proceedings of the International Conference on the Theory and Applications of Cryptographic Techniques: Advances in Cryptology (EUROCRYPT '02), Lars R. Knudsen (Ed.). Springer-Verlag, London, UK, UK, 83-107. <https://www.iacr.org/archive/eurocrypt2002/23320080/adr.pdf>
8. XEP-0082: XMPP Date and Time Profiles <https://xmpp.org/extensions/xep-0082.html>.
9. This matches the representation used by GnuPG minus the SPACE separation.
10. XEP-0059: Result Set Management <https://xmpp.org/extensions/xep-0059.html>.
11. XEP-0030: Service Discovery <https://xmpp.org/extensions/xep-0030.html>.
12. XEP-0223: Best Practices for Persistent Storage of Private Data via Publish-Subscribe <https://xmpp.org/extensions/xep-0223.html>.
13. RFC 4086: Randomness Requirements for Security <http://tools.ietf.org/html/rfc4086>.
14. Koch, Werner, and Marcus Brinkman "STEED — Usable End-to-End Encryption", White Paper, g10 GmbH, 2011-10-17. <http://g10code.com/steed.html>
15. Whitten, Alma, and J. Doug Tygar. "Why Johnny Can't Encrypt: A Usability Evaluation of PGP 5.0." Usenix Security. Vol. 1999. 1999. <https://www.cs.berkeley.edu/~tygar/papers/Why_Johnny_Cant_Encrypt/OReilly.pdf>
16. RFC 7622: Extensible Messaging and Presence Protocol (XMPP): Address Format <http://tools.ietf.org/html/rfc7622>.
17. XEP-0047: In-Band Bytestreams <https://xmpp.org/extensions/xep-0047.html>.
18. XEP-0261: Jingle In-Band Bytestreams Transport Method <https://xmpp.org/extensions/xep-0261.html>.
19. XEP-0027: Current Jabber OpenPGP Usage <https://xmpp.org/extensions/xep-0027.html>.
20. Full Replay attack prevention would require a counter based approach.
21. RFC 3156: MIME Security with OpenPGP <http://tools.ietf.org/html/rfc3156>.
22. The Internet Assigned Numbers Authority (IANA) is the central coordinator for the assignment of unique parameter values for Internet protocols, such as port numbers and URI schemes. For further information, see <http://www.iana.org/>.
23. The XMPP Registrar maintains a list of reserved protocol namespaces as well as registries of parameters used in the context of XMPP extension protocols approved by the XMPP Standards Foundation. For further information, see <https://xmpp.org/registrar/>.
Note: Older versions of this specification might be available at http://xmpp.org/extensions/attic/
Fix 'to'-attribute requirements: All content elements which are signed using OpenPGP need that attribute to prevent Surreptitious Forward Attacks. The <crypt/> element does not require one, as the intented recipient is established by the encryption itself. The XEP had the requirements for <sign/> and <crypt/> mixed up.
Minior editorial fixes.
Minior editorial fixes.
Initial published version approved by the XMPP Council.